WH — Required AAs & Traceability Matrix

# SOP WIN AA Doc ID Frequency Description (Purpose, Scope, Control Intent & Auditor Focus)
Material Flow
1 SOP-WH-RECV WIN-WH-RECV-VERIFY AA-WH-RECV-VERIFY Per Receipt Purpose: Verify identity, packaging integrity, quantity, delivery vehicle condition, and accompanying documentation of inbound materials.
Control Intent: Prevent unverified or compromised materials from entering GMP control.
2 SOP-WH-STATUS WIN-WH-STATUS-MAINTAIN AA-WH-STATUS-MAINTAIN Ongoing Purpose: Maintain traceable history of material status changes.
Control Intent: Prevent unauthorized use or release.
3 SOP-WH-RACKMAP WIN-WH-RACKMAP-CONTROL AA-WH-RACKMAP-CONTROL Change-Driven Purpose: Define approved rack locations by material status.
Control Intent: Prevent mix-ups and enforce segregation.
4 SOP-WH-STORAGE WIN-WH-STORAGE-ENV-MONITOR AA-WH-STORAGE-ENV-MONITOR Routine / Continuous Purpose: Monitor warehouse environmental conditions applicable to material storage.
Control Intent: Detect excursions that may impact material quality and trigger QA escalation.
Governance: QA-defined limits; Warehouse-executed monitoring.
5 SOP-WH-STORAGE WIN-WH-MATERIAL-SEGREGATION AA-WH-MATERIAL-SEGREGATION Continuous Purpose: Enforce physical and system-based segregation of materials by status.
Control Intent: Prevent mix-ups and unauthorized use.
6 SOP-WH-STORAGE WIN-WH-EXCEPTION-ESCALATION AA-WH-EXCEPTION-ESCALATION Event-Driven Purpose: Escalate warehouse-identified quality concerns through the Quality Management System.
Control Intent: Ensure timely QA review, investigation, and disposition under QA authority.
7 SOP-WH-TRANSFERS WIN-WH-TRANSFERS-RECORD AA-WH-TRANSFERS-RECORD Per Transfer Purpose: Document controlled movement between locations.
Control Intent: Prevent unauthorized status changes.
8 SOP-WH-SHIP WIN-WH-SHIP-RELEASE AA-WH-SHIP-RELEASE Per Shipment Purpose: Verify shipment accuracy and release authorization.
Control Intent: Prevent incorrect distribution.
Inventory Controls
9 SOP-WH-INVT WIN-WH-INVT-VERIFY AA-WH-INVT-VERIFY Cycle / Physical Purpose: Verify inventory accuracy and reconciliation.
10 SOP-WH-INVT WIN-WH-INVT-ADJUST AA-WH-INVT-ADJUST As Needed Purpose: Document authorized inventory adjustments.

QC-owned IPC receiving checks may be executed by qualified Warehouse personnel under delegated authority. Acceptance criteria and oversight remain governed by QA.

Returned Product Handling:
Returned materials do not generate standalone Warehouse-owned AAs. Warehouse evidence is captured through existing status, inventory, location, and movement records. Disposition remains QA-governed.